On the Virtue of Scientific Humility – Konrad Lorenz (1963)
I may claim that the contents of the preceding chapters are natural science: the recorded facts are verified, as far as it is possible to say of the results of a science as young as comparative ethology. Now, however, we leave the record of facts elicited by observations and experiments on the aggressive behaviour of animals and turn to the question of whether they can teach us something applicable to man and useful in circumventing the dangers arising from his aggressive drives.
There are people who see in this question an insult to human dignity. All too willingly man sees himself as the centre of the universe, as something not belonging to the rest of nature but standing apart as a different and higher being. Many people cling to this error and remain deaf to the wisest command ever given by a sage, the famous ‘Know thyself’ inscribed in the temple of Delphi. What keeps people from listening to it? There are three obstacles, all of them motivated by strong emotions. The first is easily overcome by the man of insight; the second is at least honourable, in spite of its harmful effects; the third is understandable from the standpoint of cultural history and is therefore forgivable, but it is the most difficult to remove. All three are inseparably bound up and shot through with a most dangerous human quality, of which the proverb says that it goes before a fall: pride. I will now discuss these obstacles and try to show in what manner they are harmful, and then I will do my best to contribute towards their elimination.
The first obstacle is the most primitive. It hinders self-knowledge in inhibiting man’s awareness of his own evolutionary origin. Its irrational quality and its stubborn tenacity are paradoxically derived from the great likeness which our nearest animal relations bear to us. If people did not know the chimpanzee they would be more easily convinced of their own origin. An inexorable law of perception prevents us from seeing in the ape, particularly in the chimpanzee, an animal like other animals, and makes us see in its face the human physiognomy. From this point of view, measured by human standards, the chimpanzee of course appears as something horrible, a diabolical caricature of ourselves. In looking at the gorilla or the orang-utan, which are less closely related to us, our judgement is correspondingly less distorted. The heads of the old males may look to us like bizarre devils’ masks, impressive and even aesthetically appealing. However, we cannot feel like this about the chimpanzee: he is irresistibly funny and at the same time as common, as vulgar, as no other animal but a debased human being can ever be. This subjective impression is not altogether wrong: there are reasons for supposing that the common ancestor of man and the chimpanzee stood not lower but considerably higher than the chimpanzee does today. Absurd though the contemptuous attitude of man to the chimpanzee may be in itself, its strong emotional content has nevertheless misled several scientists into building up entirely unfounded theories about the origin of man: his evolution from animals is not disputed, but his close relationship to the repulsive chimpanzee is either passed over in a few logical skips or circumvented by sophistic detours.
The chimpanzee, however, is irresistibly funny just because he is so similar to us. What is worse is that in the narrow confinement of zoological gardens, adult chimpanzees degenerate much in the same way as human beings would under comparable circumstances, and give an impression of real dissoluteness and depravity. Even the normal chimp observed in perfect health gives the impression not of an extremely highly evolved animal but rather of a desperate and debased human being.
The second obstacle to self-knowledge is our reluctance to accept the fact that our own behaviour obeys the laws of natural causation. Bernhard Hassenstein has called this attitude the ‘anti-causal value judgement’. The reluctance of many people to recognise the causal determination of all natural phenomena, human behaviour included, undoubtedly comes from the justifiable wish to possess a free will and to feel that our actions are determined not by fortuitous causes but by higher aims.
A third great obstacle to human self-knowledge is- at least in our Western cultures – a heritage of idealistic philosophy. It stems from the dichotomy of the world into the external world of things, which to idealistic thought is devoid of values, and the inner world of human thought and reason to which alone values are attributed. This division appeals to man’s spiritual pride. It supports him in his reluctance to accept the determination of his own behaviour by natural laws. How deeply it has penetrated into accepted ways of thinking can be seen from the alteration in meaning of the words ‘idealist’ and ‘realist’, which originally signified philosophic attitudes but today imply moral value judgements. We must realize how common it has become in Western, particularly German, thought to consider that whatever can be explained by the laws of nature is automatically devoid of higher values. To anybody thinking in this way explanation means devaluation.
I must here guard against the possible reproach that I am preaching against the three obstacles to human self-knowledge because they contradict my own scientific and philosophic views: I am not arguing against the rejection of the doctrine of evolution only because I am a convinced Darwinian; my opposition to the belief that natural explanation depreciates whatever it explains is not motivated by the fact that I happen to be professionally engaged in causal analysis; nor do I object to certain consequences of idealistic thought because my own epistemological attitude is that of hypothetical realism. I have better reasons. Science is often accused of having brought terrible dangers upon man by giving him too much power over nature. This accusation would be justified only if scientists were guilty of having neglected man himself as a subject for research. The danger to modern man arises not so much from his power of mastering natural phenomena as from his powerlessness to control sensibly what is happening today in his own society. I maintain that this powerlessness is entirely the consequence of the lack of human insight into the causation of human behaviour. What I intend to show is that the insight necessary to control our own social behaviour is blocked by the three pride-inspired obstacles to self-knowledge.
These obstacles prevent the causal analysis of all those processes in the life of man which he regards as being of particular value, in other words those processes of which he is proud. It cannot be stressed enough: the fact that the functions of our digestive system are well known and that, as a result of this knowledge, medicine, particularly intestinal surgery, saves many thousands of human lives annually, is entirely due to the fortunate circumstance that the functions of these organs do not evoke particular awe or reverence. If, on the other hand, we are powerless against the pathological disintegration of our social structure, and if, armed with atomic weapons, we cannot control our aggressive behaviour any more sensibly than any animal species, this deplorable situation is largely due to our arrogant refusal to regard our own behaviour as equally subject to the laws of nature and accessible to causal analysis.
Science is not to blame for men’s lack of self-knowledge. Giordano Bruno went to the stake because he told his fellow men that they and their planet were only a speck of dust in a cloud of countless other specks. When Charles Darwin discovered that men are descended from animals they would have been glad to kill him, and there was certainly no lack of attempts to silence him. When Sigmund Freud attempted to analyse the motives of human social behaviour and to explain its causes from the subjective-psychological side, but with the method of approach of true natural science, he was accused of irreverence, blind materialism and even pornographic tendencies. Humanity defends its own self-esteem with all its might, and it is certainly time to preach humility and try seriously to break down all obstructions to self-knowledge.
I will begin by attacking the resistance to the doctrine of Charles Darwin, and it may be considered an encouraging sign for the gradual spread of scientific education that today I no longer have to combat those who rose up against the findings of Giordano Bruno. I think I know a simple method of reconciling people to the fact that they are part of nature and have themselves originated by natural evolution without any infringement of natural laws: one need only show them the beauty and greatness of the universe, and the awe-inspiring laws that govern it. Surely nobody who knows enough about the phylogenetic evolution of the world of organisms can feel any inner resistance to the knowledge that he himself owes his existence to this greatest of all natural phenomena. I will not discuss the probability or rather the certainty of evolution, a certainty which by far surpasses that of all our historical knowledge. Everything we know confirms the fact of evolution; it possesses, too, everything that makes a ‘myth of creation’ valuable; utter convincingness, entrancing beauty and awe-inspiring greatness.
Anyone who understands this cannot possibly be repelled by Darwin’s recognition of the fact that we have a common origin with animals, nor by Freud’s realisation that we are still driven by the same instincts as our prehuman ancestors. On the contrary, this knowledge inspires a new feeling of respect for the functions of reason and moral responsibility which first came into the world with man and which, provided he does not blindly and arrogantly deny the existence of his animal inheritance, give him the power to control it.
A further reason why some people still resist the doctrine of evolution is the great respect we human beings have for our ancestors. To descend from, means, literally, to come down, and even in Roman law it was customary to put the ancestor uppermost in the pedigree and to draw the family tree branching downwards. The fact that a human being has only two parents but 256 great-great-great-great-great-great-grand-parents does not appear in such pedigrees even if they extend to many generations. We avoid mentioning this multitude because among so many ancestors we would not find enough of whom we could be proud. According to some authors, the term ‘descent’ may derive from the fact that in ancient times man was fond of tracing his origin to the gods. That the family tree of life grows not from above downwards but from below upwards escaped man’s notice until Darwin’s time; thus the word ‘descent’ stands for the opposite of what it means, unless we wish to take it literally that our forefathers, in their time, came down from the trees. This they actually did, though as we know today, a long time before they became human beings.
The terms ‘development’ and ‘evolution’ are nearly as inadequate as ‘descent’. They too came into use at a time when we knew nothing of the creative processes of the origin of species and only knew about the origin of individuals from eggs or seeds. A chick literally develops from an egg and a sunflower from a seed: that is nothing originates from the germ that was not already formed inside it.
The growth of the great family tree of life is quite different. Though the ancestral form is the indispensable prerequisite for the origin of its more highly developed descendants, their evolution can in no way be predicted from the characters of the ancestor. The fact that birds evolved from dinosaurs or man from apes is a historically unique achievement of evolution. By laws that govern every living being evolution has a general trend to the higher but in all its details is determined by so-called chance, that is by innumerable collateral chains of causation which in principle can never be completely apprehended. It is by ‘chance’ in this sense that from primitive forebears in Australia eucalyptus trees and kangaroos originated, and in Europe and Asia oak trees and man. The newly evolved form of life is an achievement, and its characters cannot be predicted from those of its forebear; that is, in the large majority of cases, something higher than the latter The naive value-judgement expressed in the words ‘lower animals’ is for every unbiased person an inevitable necessity of thinking and feeling.
The scientist who considers himself absolutely ‘objective’ and believes that he can free himself from the compulsion of the ‘merely’ subjective should try – only in imagination of course to kill in succession a lettuce, a fly, a frog, a guineapig, a cat, a dog, and finally a chimpanzee. He will then be aware how increasingly difficult murder becomes as the victim’s level of organisation rises. The degree of inhibition against killing each one of these beings is a very precise measure for the considerably different values that we cannot help attributing to lower and higher forms of life. To any man who finds it equally easy to chop up a live dog and a live lettuce I would recommend suicide at his earliest convenience!
The principle that science should be indifferent to values must not lead to the belief that evolution, that most wonderful of all chains of naturally explicable processes, is not capable of creating new values. That the origin of a higher form of life from a simpler ancestor means an increase in values is a reality as undeniable as that of our own existence.
None of our western languages has an intransitive verb to do justice to the increase of values produced by very nearly every step in evolution. One cannot possibly call it development when something new and higher arises from an earlier stage which does not contain the constituent properties for the new and higher being. Fundamentally this applies to each bigger step in the genesis of the world of organisms, including the first step, the origin of life, and the most recent one – the origin of man from the Anthropoid.
In spite of all epoch-making and inspiring new discoveries in biochemistry and virology, the origin of life is still the most puzzling of all natural phenomena. The difference between the processes of life and those occurring in non-living matter can only be defined by what Bernhard Hassenstein has termed an ‘injunctive’ definition. This means that to define the concept of life it is necessary to enumerate a number of constituent characteristics, none of which, taken by itself, constitutes life, but which, taken all together, in their summation and interaction, do indeed represent the essence of life. For each of the processes of life, such as metabolism, growth, propagation and so on, an analogy can be found in inorganic matter, but all together can only be found in the living protoplasm. We are thus justified in maintaining that life processes are chemical and physical processes, and as such there is no doubt that fundamentally there is a natural explanation for them. No miracle is required to explain their peculiarities, for these are adequately explained by the complicated nature of molecular and other structures It is wrong, however, to assert that life processes are essentially chemical and physical processes. This assertion, though often made, contains unnoticed a false value judgement. The very ‘essence’ of life processes is that combination of characteristics which constitutes their “injunctive” definition, and it is with regard to these very characteristics that life processes are emphatically not what we ordinarily mean when we speak of chemical or physical processes. By virtue of the molecular structure of the living matter in which they take place the processes of life fulfil a great number of very particular functions, such as self-regulation, self-preservation, acquisition and storage of information and, above all, reproduction of the structures essential for these functions. These, though in principle causally explicable, cannot take place in other structurally less complex matter.
In the world of organisms the relation of every higher life form to the lower one from which it originated is fundamentally the same as the relation of the processes and structures of life to those of the non-living. It would be a gross misrepresentation to say that the bird’s wing is ‘nothing but’ a reptilian forelimb, or still worse, to say that man is ‘nothing but’ an ape. Indeed he is one, but he is much more besides: he is essentially more.
A sentimental misanthropist coined the often cited aphorism ‘The more I see of human beings, the more I like animals”. I maintain the contrary: only the person who knows animals, including the highest and most nearly related to ourselves, and who has gained insight into evolution, will be able to apprehend the unique position of man. We are the highest achievement reached so far by the great constructors of evolution. We are their ‘latest’ but certainly not their last word. The scientist must not regard anything as absolute, not even the laws of pure reason. He must remain aware of the great fact, discovered by Heraclitus, that nothing whatever really remains the same even for one moment, but that everything is perpetually changing. To regard man, the most ephemeral and rapidly evolving of all species, as the final and unsurpassable achievement of creation, especially at his present-day particularly dangerous and disagreeable stage of development, is certainly the most arrogant and dangerous of all untenable doctrines. If I thought of man as the final image of God, I should not know what to think of God. But when I consider that our ancestors, at a time fairly recent in relation to the earth’s history, were perfectly ordinary apes, closely related to chimpanzees, I see a glimmer of hope. It does not require very great optimism to assume that from us human beings something better and higher may evolve. Far from seeing in man the irrevocable and unsurpassable image of God, I assert – more modestly and, I believe, in greater awe of the Creation and its infinite possibilities- that the long-sought missing link between animals and the really humane being is ourselves!
The first great obstacle to human self-knowledge, the reluctance to believe in our evolution from animals, is based, as I have tried to show, on ignorance or misunderstanding of the essence of organic creation. Fundamentally at least, it should be possible to remove this obstacle by teaching and learning. Similar means should help to remove the second obstacle, now to be discussed, the antipathy towards causal determination; but in this case the misunderstanding is far more difficult to clear up. Its root is the basically erroneous belief that a process which is causally determined cannot at the same time be goal-directed. Admittedly there are countless processes in the universe which are not goal-directed, and in these cases the question ‘What for?’ must remain unanswered, unless we are determined to find an answer at any price, in measureless overestimation of the importance of man, as for instance, if we explain the rising of the moon as a switching on of night illumination for our especial benefit. There is, however, no process to which the question of causes cannot be applied.
As already stated in Chapter III, the question ‘What is it for?’ only makes sense where the great constructors – or a living constructor constructed by them – have been at work. Only where parts of a systemic whole have become specialised, by division of labour, for different functions, each completing the other, does the question ‘What is it for?’ make any sense. This holds good for life processes, as also for those lifeless structures and functions which the living being makes use of for its own purposes, for instance, man-made machines. In these cases the question ‘What is it for?’ is not only relevant but absolutely necessary. We could not understand the cause of the cat’s sharp claws if we had not first found out that their special function was catching mice.
At the beginning of Chapter VI, on the great parliament of instincts, we have already said that the answering of the question ‘What is it for ?’ does not rule out the question of the cause. How little the two questions preclude each other can be shown by a simple analogy. I am driving through the countryside in my old car, to give a lecture in a distant town, and I ponder on the usefulness of my car, the goals or aims which are so well served by its construction, and it pleases me to think how all this contributes to achieve the purpose of my journey. Suddenly the motor coughs once or twice and peters out. At this stage I am painfully aware that the reason for my journey does not make my car go; I am learning the hard way that aims or goals are not causes. It will now be well for me to concentrate exclusively on the natural causes of the car’s workings, and to find out at what stage the chain of their causation was so unpleasantly interrupted.
Medicine, ‘queen of applied sciences’, furnishes us even better examples of the erroneousness of the view that purposiveness and causality preclude each other. No ‘life purpose’, no ‘whole-making factor’ and no sense of imperative obligation can help the unfortunate patient with acute appendicitis, but even the youngest hospital surgeon can help him if he has rightly diagnosed the cause of the trouble. The appreciation of the fact that life processes are directed at aims or goals, and the realisation of the other fact that they are, at the same time, determined by causality, not only do not preclude each other but they only make sense in combination. If man did not strive towards goals, his questions as to causes would have no sense; if he has no insight into cause and effect, he is powerless to guide effects towards determined goals, however rightly he may have understood the meaning of these goals.
This relation between the purposive and the causal aspects of life processes seems to me quite obvious, but evidently many people are under the illusion of their incompatibility. A classic example of how even a great mind can be a victim of this illusion is seen in the works of W. McDougall, the founder of ‘purposive psychology’. In his book, Outline of Psychology, he rejects every causal physiological explanation of animal behaviour, with one exception: he explains the misfunctioning of the light-compass-orientation, which causes insects to fly at night into flames, by so-called tropisms, or causally analysed orientation mechanisms.
Probably the reason why people are so afraid of causal considerations is that they are terrified lest insight into the causes of earthly phenomena could expose man’s free will as an illusion. In reality the fact that I have a will is as undeniable as the fact of my existence. Deeper insight into the physiological concatenation of causes of my own behaviour cannot in the least alter the fact that I will but it can alter what I will.
Only on very superficial consideration does free will seem to imply that ‘we can want what we will’ in complete lawlessness, though this thought may appeal to those who flee as in claustrophobia from causality. We must remember how the theory of indeterminism of microphysical phenomena, the ‘acausal’ quantum physics, was avidly seized and on its foundations hypotheses built up to mediate between physical determinism and belief in free will, though the only freedom thereby left to the will was the lamentable liberty of the fortuitously cast die. Nobody can seriously believe that free will means that it is left entirely to the will of the individual, as to an irresponsible tyrant, to do or not do whatever he pleases. Our freest will underlies strict moral laws, and one of the reasons for our longing for freedom is to prevent our obeying other laws than these. It is significant that the anguished feeling of not being free is never evoked by the realisation that our behaviour is just as firmly bound to moral laws as physiological processes are to physical ones. We are all agreed that the greatest and most precious freedom of man is identical with the moral laws within him. Increasing knowledge of the natural causes of his own behaviour can certainly increase a man’s faculties and enable him to put his free will into action, but it can never diminish his will. If, in the impossible case of an utopian complete and ultimate success of causal analysis, man should ever achieve complete insight into the causality of earthly phenomena, including the workings of his own organism, he would not cease to have a will but it would be in perfect harmony with the incontrovertible lawfulness of the universe, the Weltvernunft of the Logos. This idea is foreign only to our present-day western thought; it was quite familiar to ancient Indian philosophy and to the mystics of the middle ages.
I now come to the third great obstacle to human self-knowledge, to the belief- deeply rooted in our western culture – that what can be explained in terms of natural science has no values. This belief springs from an exaggeration of Kant’s values-philosophy, the consequence of the idealistic dichotomy of the world into the external world of things and the internal laws of human reason. As already intimated, fear of causality is one of the emotional reasons for the high values set on the unfathomable, but other unconscious factors are also involved. The behaviour of the ruler, the father-figure, whose essential features include an element of arbitrariness and injustice, is unaccountable. God’s decree is inscrutable. Whatever can be explained by natural causes can be controlled, and with its obscurity it loses most of its terror. Benjamin Franklin made of the thunderbolt, the instrument of Zeus’s unaccountable whim, an electric spark against which the lightning conductors of our houses can protect us. The unfounded fear that nature might be desecrated by causal insight forms the second chief motive of people’s fear of causality. Hence there arises a further obstacle to science, and this is all the stronger the greater a man’s sense of the aesthetic beauty and awe-inspiring greatness of the universe and the more beautiful and venerable any particular natural phenomenon seems to him.
The obstacle to research arising from these unfortunate associations is the more dangerous since it never crosses the threshold of consciousness. If questioned, such people would profess in all sincerity to be supporters of scientific research, and within the limits of a circumscribed special field they may even be great scientists. But subconsciously they are firmly resolved not to carry their natural explanations beyond the limits of the awe-inspiring. Their error does not lie in the false assumption that some things are inexplorable: nobody knows so well as the scientist that there are limits to human understanding, but he is always aware that we do not know where these limits lie. Kant says, ‘Our observation and analysis of its phenomena penetrate to the depth of nature. We do not know how far this will lead us in time.’ The obstacle to scientific research produced by the attitude here discussed consists in setting a dogmatic border between the explorable and what is considered beyond exploration. Many excellent observers have so great a respect for life and its characteristics that they draw the line at its origin. They accept a special life force, force vitale, a direction-giving, whole-making factor which, they consider, neither requires nor permits an explanation. Others draw the line where they feel that human dignity demands a halt before any further attempts at natural explanation.
The attitude of the true scientist towards the real limits of human understanding was unforgettably impressed on me in early youth by the obviously unpremeditated words of a great biologist; Alfred Kuhn finished a lecture to the Austrian Academy of Sciences with Goethe’s words, ‘It is the greatest joy of the man of thought to have explored the explorable and then calmly to revere the inexplorable.’ After the last word he hesitated, raised his hand in repudiation and cried, above the applause, ‘No, not calmly, gentlemen; not calmly !’ One could even define a true scientist by his ability to feel undiminished awe for the explorable that he has explored; from this arises his ability to want to explore the apparently inexplorable: he is not afraid of desecrating nature by causal insight. Never has natural explanation of one of its marvellous processes exposed nature as a charlatan who has lost the reputation of his sorcery; natural causal associations have always turned out to be grander and more awe-inspiring than even the most imaginative mythical interpretation. The true scientist does not need the inexplorable, the supernatural, to evoke his reverence: for him there is only one miracle, namely, that everything, even the finest flowerings of life, have come into being without miracles; for him the universe would lose some of its grandeur if he thought that any phenomenon even reason and moral sense in noble-minded human beings, could be accounted for only by an infringement of the omnipresent and omnipotent laws of one universe.
Nothing can better express the feelings of the scientist towards the great unity of the laws of nature than in Immanuel Kant’s words: ‘Two things fill the mind with ever new and increasing awe: the stars above me and the moral law within me.’ Admiration and awe did not prevent the great philosopher from finding a natural explanation for the laws of the heavens, indeed an explanation based on their evolutionary origin. Would he, who did not yet know of the evolution of the world of organisms, be shocked that we consider the moral law within us not as something given, a priori, but as something which has arisen by natural evolution, just like the laws of the heavens?
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Ferentino a Antiche Fornaci Giorgi
Tramite il gruppo civico Cambiare partecipo ad un progetto di rinnovamento della classe politica di Ferentino. Con questo sito internet cerco di informare e creare una discussione trasparente circa le scelte operate dall'amministrazione comunale. Lavoro in architettura e restauro, progettando e realizzando ambienti, strutture, arredi ed oggetti tramite la mia azienda, Fornaci Giorgi, che produce pavimenti, rivestimenti ed elementi architettonici in cotto fatto a mano. Mi interesso di arti visive, interfacce uomo macchina, applicazioni internet. Ho il pollice verde ed amo mia moglie Domitilla e nostra figlia Charlotte. In passato ho collaborato con Wikipedia, Ubuntu, Live Performers Meeting, Il Cartello per la promozione e diffusione delle arti, Greenpeace, Festival Arrivano i Corti, Il Giardino delle Rose Blu, Il Gabbiano.
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